Mearsheimer: Chapters 3 and 10 of "The Tragedy of Great Power Politics"
Part I: Summary
In Chapter 3, Mearsheimer says that power is of two types: latent and effective (or military) power (p.55). Latent power is composed of the resources a state has available to build military power (p. 60). These resources include, but at not limited to, wealth and population (p. 61). Population is important because without people, you cannot build armies (p.61). There must actually be soldiers to fight in the army. Wealth is important because unless a state has wealth, there is no way to equip, train, pay and provide for the military forces of a country (p. 61). However, great wealth does not mean great military power, although great military power means great wealth because it takes a lot of wealth to support an army (p.75). Effective power – military power – is based on the size of a state’s army (p. 56). The indicator is the army because occupation and takeover require actual boots on the ground – which is the function of an army, not a navy or air force (p.56).
Mearsheimer says that his definition of power – that of a measurement of material resources – is the best one to use because power has to be the ability of state A to force state B to do something that state B doesn’t want to do (p. 57). Power must exist before it is exercised, and so the only way to measure that is to measure the resources that a state can use to force their will on another state (p. 60). If the measurement of power was based on the outcomes of conflicts, there would be no way to measure which state was the more powerful state until the outcome is complete (p. 60). Additionally, if power was to be based on outcomes, then there would be no way to account for resources that don’t have to do with capabilities in a calculation of power, such as: strategy, intelligence, morale, health of population, and weather (p. 60). Therefore, the definition of power must be based in resources because they can account for material and non-material sources of power (p. 60).
However, this does not mean that a state with a lot of latent power will be a powerful state and be able to turn that into effective power (p.75). States have different levels of ability to turn latent power into military power (p.79). So a state that can turn latent power into military power more effectively, even if that state might have less latent power, will be more powerful (p. 79). An organized economy can play a great role in the effective transformation of latent power to effective power (p. 81). Additionally, states buy different kinds of military forces. One state will buy more in the navy, while the other will spend more on its army. The states that spend more on its army will have more power, even if the other state has a larger overall military, because boots on the ground equals power (p.81).
The important difference to understand is how wealth and power are distributed among the great powers (p. 82).
In Chapter 10, Mearsheimer states that claiming that security competition and war among great powers is over –to be replaced with cooperation – because the Cold War is over, is wrong (p.361). Cooperation will not replace security competition because all great powers still care about gaining power because states still fear each other and anarchy reigns (p.361). Therefore, because there has been no structural change, there will be no behavioral change (p. 361). Mearsheimer also argues that there will be no structural change because no one wants to give up “being a state” and nationalism is one of the most powerful political forces in the world (p.366).
Part II: Analysis
Mearsheimer says that the balance of power among great powers is equal to the balance of military power (p. 56). However, he then says that the balance of power isn’t a good predictor of military success because there are other factors that can supply one side with an advantage: strategy, intelligence, morale, weather and disease (p. 58). These two ideas seem to be at conflict with each other. If the balance of power is military power, but the balance of power isn’t a good predictor of military success, then how can you know when a hegemon emerges? A hegemon has to have enough military power to rule their part of the world and prevent other states from coming in and interfering. This concept seems to indicate that at some point the balance of power does equal, and must be a good predictor of, military power. Otherwise, a system that is based on military capabilities would have no way of knowing what type of world it was in. Those two statements seem to be inconsistent with each other.
According to Mearsheimer, the world didn’t change after the end of the Cold War (p. 361), and then goes about showing how other theories are wrong. International economic interdependence will not make a structural change because the world is probably not more interdependent than it was in the early 20th century (p. 365). No where does Mearsheimer validate his assumption that there is as much interdependence today as there was then. It is simply a bold statement without any facts to back it up. He also discredits the democratic peace theory on the basis of near misses (p.368). However, near misses indicate that there was no war. The causes behind the near misses are never explained by Mearsheimer, he simply states that they had nothing to do with democracy (p.368). I would be more convinced if he had facts to prove that, instead of assumptive statements. Democracy affects everything in it to some extent, so I have a hard time believing his statement that near misses have nothing to do with democracy. Mearsheimer’s only basis for discrediting other theories is his emphasis on anarchy.
Showing posts with label Tragedy of Great Power Politics. Show all posts
Showing posts with label Tragedy of Great Power Politics. Show all posts
Wednesday, December 24, 2008
Thursday, December 11, 2008
Mearshiemer and Grieco: Realism and Neorealism Revisited
Mearshiemer: Tragedy of Great Power Politics, chapters 1, 2, and 9
Grieco: Realist International Relations Theory
Part I: Summary
Mearsheimer has a theory of "offensive realism (p.4, 21)" which is that states are always aggressively pursing the goal of ultimate power and becoming a hegemony (p.29) because a hegemony is the ultimate means of guaranteeing a state's survival in an anarchic world (p.40). This means that states will aggressively (p.34) pursue maximization of their relative power because that is how a great power maximizes their security (p.21). This type of aggressiveness (p. 34) by states is caused by being apprehensive about the ultimate interests of other states, awareness that the states operate in a self-help system (anarchy (p.30)), and the understanding that the best way to ensure survival is to be the most powerful state in the system (drive to hegemony) (p.33). In offensive realism, the structure of the system (anarchy) is the determining factor from which all the other factors and assumptions of the theory flow – including the drive to hegemony (p.10). Due to this system, a status quo state (a state which isn't maximizing power) is rarely found because each state in the system is competing to maximize their power, rather than focusing on security alone (p.21).
The result of this aggressiveness, according to Mearsheimer, is that it causes war (p. 335). However there are two factors in determining the risk of an outbreak of wars: power and polarity (p. 5, 356-358). In considering polarity, bipolarity is more stable than balanced multipolarity which is more stable than unbalanced multipolarity (p. 5, 358). An unbalanced multipolarity is the most unstable because it has a potential regional hegemony and their drive for supremacy may lead to an outbreak of war (p. 345). Additionally, other great powers do not want the balance of power to be shifted to hegemony, and so they will work to "balance" the potential hegemony and that can result in war (p.345).
The Grieco article states that realism is a well-developed theory of international relations which focuses on the system that states function in, but that there are several problems (including the question of if the states are security or power maximizers (p.186)) and real world happenings that cannot be accounted for (international cooperation (p.184)), with the realist theory (p.191). The core of the realist theory is based on several assumptions that provide a model in which to view the world: the nation-state is the central actor (p.164), anarchy is the system (p. 164) and that states act rationally, autonomously and as units in the system (p. 165-166). These assumptions lead to several propositions that are common in realist theory: that states are interested in security (p. 166), that anarchy leads to states being defensive positionalists (p. 167), and that states are interested in the survival of their autonomy and independence (p. 167-168).
Grieco uses these assumptions and propositions to test whether the theory of realism has any utility to determine expectations about state behavior and international outcomes (p. 168-177). Specifically, Greico finds that there is solid evidence to support the claim that states do act in a manner that is free from domestic concerns (p. 169) and that the expectation of states acting in a balancing manner is sometimes true and that different realist theorists view balancing differently (p. 170-171). However, Greico also determines that the expectations of bipolarity being more stable (p. 173) and the prediction that states, acting under the realist theory, will lack of international cooperation (p. 176) are not empirically based, and they need more development (possibly with the addition of several variables) before these expectations of realism can be held to be true.
Part II: Analysis
Greico's main problem is that he tries to compact all the various realist theories into one theory that is based on main assumptions about the states and the propositions that realists derive from these assumptions about state behavior (p. 163). He does this in order to deal with realism as a whole in answering the questions of critics and proposing solutions. However, realism has many theorists, and many of these theorists do not have similar assumptions. While it would be difficult to find a realist that doesn't assume that the central actor is a nation-state, you do not have to look far to find realists who do not deal with anarchy as a central assumption (p. 164). Morgenthau and the Cottam theories do not deal with anarchy as a central proposition.
However, Greico assumes that all realist theories deal with anarchy (p. 165). A more creative approach would be renaming this assumption as a "self-interest" assumption – whereby a state acts in its own self-interest because… Under this type of model, anarchy would be a reason that states act in their own self-interest. In addition to the collapse of the differences in the realist theories, Greico tries to respond to all the common critiques of realism: lack of international change (p.178), unit-level variables (p.181), international cooperation (p.184) and the security vs. power maximization (p.186). Rather than trying to respond to each of these critiques, and thereby needing to collapse realism into one theory, it would have been interesting to see how each theory responds to these critiques on its own.
Mearsheimer's theory of offensive realism rests on five basic assumptions: the international system is anarchic, that great powers possess military capabilities, that states can never be certain about other state's intentions, survival is the primary goal of states, and that great powers are rational actors (p.30-31). Mearsheimer's contention is that these five assumptions force states to act aggressively (p.32). I do not see the utility of the first assumption. It could be replaced by an assumption that all states act in their best interest. Additionally, the third assumption – that intentions can never be sure – is blatantly incorrect. If you are unsure of the intentions of another state, a détente strategy is a method for determining them. Additionally, Mearsheimer says that the intention of all the states is to drive towards hegemony because that is their best chance for survival (p.40). Therefore, the intentions of all the states are included in the theory – they are not unknown. If the assumptions on which the theory is based are untrue, then the theory cannot logically flow from the assumptions and remain true as a theory.
Additionally, Mearsheimer lacks a description of power – except to say it is a means to an end of security. He equates power maximization to security maximization. Therefore, Mearsheimer is wrong in his theory of offensive realism.
Grieco: Realist International Relations Theory
Part I: Summary
Mearsheimer has a theory of "offensive realism (p.4, 21)" which is that states are always aggressively pursing the goal of ultimate power and becoming a hegemony (p.29) because a hegemony is the ultimate means of guaranteeing a state's survival in an anarchic world (p.40). This means that states will aggressively (p.34) pursue maximization of their relative power because that is how a great power maximizes their security (p.21). This type of aggressiveness (p. 34) by states is caused by being apprehensive about the ultimate interests of other states, awareness that the states operate in a self-help system (anarchy (p.30)), and the understanding that the best way to ensure survival is to be the most powerful state in the system (drive to hegemony) (p.33). In offensive realism, the structure of the system (anarchy) is the determining factor from which all the other factors and assumptions of the theory flow – including the drive to hegemony (p.10). Due to this system, a status quo state (a state which isn't maximizing power) is rarely found because each state in the system is competing to maximize their power, rather than focusing on security alone (p.21).
The result of this aggressiveness, according to Mearsheimer, is that it causes war (p. 335). However there are two factors in determining the risk of an outbreak of wars: power and polarity (p. 5, 356-358). In considering polarity, bipolarity is more stable than balanced multipolarity which is more stable than unbalanced multipolarity (p. 5, 358). An unbalanced multipolarity is the most unstable because it has a potential regional hegemony and their drive for supremacy may lead to an outbreak of war (p. 345). Additionally, other great powers do not want the balance of power to be shifted to hegemony, and so they will work to "balance" the potential hegemony and that can result in war (p.345).
The Grieco article states that realism is a well-developed theory of international relations which focuses on the system that states function in, but that there are several problems (including the question of if the states are security or power maximizers (p.186)) and real world happenings that cannot be accounted for (international cooperation (p.184)), with the realist theory (p.191). The core of the realist theory is based on several assumptions that provide a model in which to view the world: the nation-state is the central actor (p.164), anarchy is the system (p. 164) and that states act rationally, autonomously and as units in the system (p. 165-166). These assumptions lead to several propositions that are common in realist theory: that states are interested in security (p. 166), that anarchy leads to states being defensive positionalists (p. 167), and that states are interested in the survival of their autonomy and independence (p. 167-168).
Grieco uses these assumptions and propositions to test whether the theory of realism has any utility to determine expectations about state behavior and international outcomes (p. 168-177). Specifically, Greico finds that there is solid evidence to support the claim that states do act in a manner that is free from domestic concerns (p. 169) and that the expectation of states acting in a balancing manner is sometimes true and that different realist theorists view balancing differently (p. 170-171). However, Greico also determines that the expectations of bipolarity being more stable (p. 173) and the prediction that states, acting under the realist theory, will lack of international cooperation (p. 176) are not empirically based, and they need more development (possibly with the addition of several variables) before these expectations of realism can be held to be true.
Part II: Analysis
Greico's main problem is that he tries to compact all the various realist theories into one theory that is based on main assumptions about the states and the propositions that realists derive from these assumptions about state behavior (p. 163). He does this in order to deal with realism as a whole in answering the questions of critics and proposing solutions. However, realism has many theorists, and many of these theorists do not have similar assumptions. While it would be difficult to find a realist that doesn't assume that the central actor is a nation-state, you do not have to look far to find realists who do not deal with anarchy as a central assumption (p. 164). Morgenthau and the Cottam theories do not deal with anarchy as a central proposition.
However, Greico assumes that all realist theories deal with anarchy (p. 165). A more creative approach would be renaming this assumption as a "self-interest" assumption – whereby a state acts in its own self-interest because… Under this type of model, anarchy would be a reason that states act in their own self-interest. In addition to the collapse of the differences in the realist theories, Greico tries to respond to all the common critiques of realism: lack of international change (p.178), unit-level variables (p.181), international cooperation (p.184) and the security vs. power maximization (p.186). Rather than trying to respond to each of these critiques, and thereby needing to collapse realism into one theory, it would have been interesting to see how each theory responds to these critiques on its own.
Mearsheimer's theory of offensive realism rests on five basic assumptions: the international system is anarchic, that great powers possess military capabilities, that states can never be certain about other state's intentions, survival is the primary goal of states, and that great powers are rational actors (p.30-31). Mearsheimer's contention is that these five assumptions force states to act aggressively (p.32). I do not see the utility of the first assumption. It could be replaced by an assumption that all states act in their best interest. Additionally, the third assumption – that intentions can never be sure – is blatantly incorrect. If you are unsure of the intentions of another state, a détente strategy is a method for determining them. Additionally, Mearsheimer says that the intention of all the states is to drive towards hegemony because that is their best chance for survival (p.40). Therefore, the intentions of all the states are included in the theory – they are not unknown. If the assumptions on which the theory is based are untrue, then the theory cannot logically flow from the assumptions and remain true as a theory.
Additionally, Mearsheimer lacks a description of power – except to say it is a means to an end of security. He equates power maximization to security maximization. Therefore, Mearsheimer is wrong in his theory of offensive realism.
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